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Date live:
Apr. 07, 2025
Business Area:
Wholesale Onboarding and Group FCO
Area of Expertise:
Banking Operations
Reference Code:
JR-0000033491
Contract:
Permanent
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Explore locationStep into the role of Assistant Vice President- Transaction Monitoring at Barclays, where you will play a pivotal role to manage operations within a business area and maintain processes, risk management initiatives and compliance with relevant regulators. You will take ownership of your work, ensuring it aligns with the relevant rules & regulations, and codes of conduct.
To be successful as an Assistant Vice President- Transaction Monitoring at Barclays, you should have below critical skills.
Lead and oversee the transaction monitoring team to ensure compliance with internal policies, regulatory requirements, and industry best practices.
Ensure the monitoring system (e.g., automated surveillance tools) is functioning optimally, and escalate system issues as necessary.
Perform EDD on PEPs and high-risk clients, including gathering, analyzing, and verifying information about the client’s background, sources of wealth, business activities, and other risk factors.
Analyze and assess potential money laundering, terrorist financing, and other financial crime risks.
Prepare risk assessments and provide recommendations on how to mitigate or manage risks within the organization’s risk tolerance.
Provide strategic direction on continuous improvements to the transaction monitoring framework.
Manage, coach, and develop a high-performing transaction monitoring and QC team.
Provide training on new regulatory developments, policies, and tools to ensure the team stays current with industry changes.
You may be assessed on key essential skills relevant to succeed in role, such as risk and controls, change and transformation, business acumen, strategic thinking and digital and technology, as well as job-specific technical skills.
This role is based out of Pune.
Purpose of the role
To manage operations within a business area and maintain processes, risk management initiatives and compliance with relevant regulators.
Accountabilities
Assistant Vice President Expectations
All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.